Rights & Obligations (Investor Charter)


Foresight Wealth Pvt Ltd

AMFI Registered Mutual Fund Distributor

info@foresightfa.in

+91 94277 48824

Compliance Officer: Dishit Parekh – Director & Compliance Officer

Corporate Office: 1112A, 11th floor, Sun Gravitas, Opp Ganesh Gruh Udyog, Shyamal Cross Roads, Ahmedabad – 380015, Gujarat

Business Hours: Monday – Friday | 10:00 AM – 6:00 PM (IST) (Except Public Holidays)



1. Investor Rights


- Fair Treatment: Receive services in a fair, transparent, and professional manner in line with SEBI and AMFI Codes.
- Information Access: Obtain complete and unaltered information on mutual fund products, including SAI, SID, KIM, addenda, performance data, and risks.
- Suitability & Disclosure: Expect recommendations based only on your risk profile and investment objectives.
- Execution Transparency: Receive timely confirmations of all executed transactions (purchase, redemption, SIP, STP, SWP).
- Complaint Resolution: Have your grievances addressed promptly through the defined escalation matrix.
- Confidentiality: Assurance that your personal and financial data will be handled strictly as per AMFI Data Sharing & SEBI Privacy Guidelines.
- Regulatory Protection: Access SEBI’s SCORES platform for complaint escalation if unresolved within prescribed timelines.



2. Investor Obligations


- Provide accurate and updated KYC and personal information at all times.
- Disclose investment objectives, financial position, and risk tolerance honestly during risk profiling.
- Read all scheme-related documents carefully before investing.
- Review portfolio statements and transaction confirmations periodically.
- Promptly report discrepancies or grievances to the compliance desk.
- Avoid sharing confidential login credentials or personal data via unverified links.
- Keep contact details updated for seamless communication.



3. Grievance Redressal Mechanism


You may raise a complaint through any of the following channels:
info@foresightfa.in
+91 94277 48824
Business Hours: Monday – Friday, 10:00 AM – 6:00 PM (IST)



Escalation Matrix


If not resolved within 21 days, you may escalate the complaint through SEBI’s SCORES Portal: https://scores.sebi.gov.in



4. Compliance Commitment


- Adhering to SEBI Master Circular for Mutual Funds (May 2023) and AMFI Code of Conduct (Clause 8 – Investor Grievance Redressal).
- Maintaining a transparent Complaint Register & SCORES Tracker.
- Ensuring timely updates of regulatory changes to all clients.
- Preserving investor trust through integrity, transparency, and accountability in all dealings.



5. Disclaimer


This Investor Charter is issued in compliance with SEBI & AMFI guidelines for Mutual Fund Distributors. It is meant for compliance and awareness purposes only and does not constitute investment advice. All mutual fund investments are subject to market risks; investors should read scheme-related documents carefully before investing.


Level Contact / Role Channel When to Escalate
Level 1 Client Service / Operations Desk info@foresightfa.in / +91 94277 48224 At first instance
Level 2 Compliance Officer – Dishit Parekh dishit@foresightfa.in / +91 93207 48824 If not acknowledged in 2 days / not resolved in 7 days
Level 3 AMC Grievance Cell As per respective AMC / Registrar contact If product-side action is required / unresolved internally